Owner
Operations lead
Assigned
Firm operations
Workflow
Staff assignment
Review cadence
Quarterly
Operating Standard
SOPs support review-first execution
SOP Library documents repeatable practice work, ownership, review checkpoints, and version history while preserving professional judgment and regulatory verification.
Staff Workflow
Procedure steps
Steps define the minimum operating standard before client work advances to delivery, review, or closeout.
Step 1
Assign preparer and reviewer
Owner: Operations lead
Step 2
Set waiting-state owner
Owner: Staff preparer
Step 3
Escalate blocked items
Owner: Manager
Step 4
Confirm reviewer transition complete
Owner: Reviewer