SOP Library / Detail

Review and Engagement Closeout SOP

Defines the minimum review checkpoints before client-facing work is delivered or archived.

Owner

Manager

Assigned

Review team

Workflow

Engagement closeout

Review cadence

Per engagement

Operating Standard

SOPs support review-first execution

SOP Library documents repeatable practice work, ownership, review checkpoints, and version history while preserving professional judgment and regulatory verification.

Review Control

Procedure steps

Steps define the minimum operating standard before client work advances to delivery, review, or closeout.

Step 1

Confirm working paper completeness

Owner: Reviewer

Review required

Step 2

Approve client-facing note

Owner: Manager

Review required

Step 3

Record closeout evidence

Owner: Staff preparer

Operational step

Step 4

Archive engagement record

Owner: Owner CPA

Review required